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David C. Zaperach, `90, is a FINRA Director


Thursday, April 24, 2008

David C. Zaperach, `90, graduated with a degree in Finance and is currently a director within the Department of Enforcement at the Financial Industry Regulatory Authority, a/k/a FINRA.  After spending 8 years at the headquarters of FINRA in Washington D.C., he decided to move back to Florida and relocated to Boca Raton when a new office was opened there in 2005. As a director within the Department of Enforcement, he manages numerous large-scale securities investigations of potentially serious sales and trading practice abuses which are national in scope and possible violations of FINRA rules and the federal securities laws.

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